SFC Licences of LI Victor 李偉德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 November 2021 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 15 November 2021 | |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 13 April 2017 | 13 August 2021 |