SFC Licences of WANG Jiawei 王嘉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 01 November 2021 | 08 November 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 01 November 2021 | 08 November 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 01 November 2021 | 08 November 2023 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 18 November 2019 | 20 August 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 18 November 2019 | 20 August 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 November 2019 | 20 August 2021 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 21 April 2017 | 22 October 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 21 April 2017 | 22 October 2019 |