SFC Licences of TANG Vincent Chi Hang 鄧志恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 30 June 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 25 April 2018 | 11 June 2021 |
Huarong International Capital Limited 華融國際融資有限公司 | RE | 6 | 23 May 2017 | 22 March 2018 |
Huarong International Capital Limited 華融國際融資有限公司 | RE | 1 | 23 May 2017 | 22 March 2018 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 23 May 2017 | 22 March 2018 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 13 April 2017 | 04 May 2017 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 13 April 2017 | 04 May 2017 |