SFC Licences of MA Xiaowei 馬笑偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 11 March 2019 | 01 April 2021 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 11 March 2019 | 01 April 2021 |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 | RE | 1 | 28 September 2017 | 29 January 2019 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 12 May 2017 | 13 August 2017 |