SFC Licences of BAKER Brian Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 18 December 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 18 December 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 09 July 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 July 2018 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 January 2018 | 20 February 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 January 2018 | 20 February 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 April 2017 | 02 May 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 April 2017 | 02 May 2017 |