SFC Licences of CHEN Enshi 陳恩石
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 16 October 2019 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 16 October 2019 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 19 July 2017 | 24 September 2019 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 19 July 2017 | 24 September 2019 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 26 April 2017 | 18 July 2017 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 26 April 2017 | 18 July 2017 |