SFC Licences of MALCOLM James David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 14 June 2019 | 19 June 2019 |
UBS Securities Asia Limited | RE | 4 | 12 October 2018 | 16 October 2018 |
UBS Securities Asia Limited | RE | 4 | 08 March 2018 | 15 March 2018 |
UBS Securities Asia Limited | RE | 4 | 24 April 2017 | 01 May 2017 |