SFC Licences of SHI Xingxing 史星星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 14 June 2018 | 07 July 2020 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 14 June 2018 | 07 July 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 04 May 2017 | 01 June 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 04 May 2017 | 01 June 2018 |