SFC Licences of LAU Francis David Zesheng 劉澤生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 13 April 2021
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 4, 9 23 July 2019 16 February 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 12 July 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司
RE 1 28 July 2017 25 June 2019