SFC Licences of LAU Francis David Zesheng 劉澤生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 13 April 2021 | |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 23 July 2019 | 16 February 2021 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 23 July 2019 | 16 February 2021 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 12 July 2019 | |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 28 July 2017 | 25 June 2019 |