SFC Licences of MAN Pik Sum 文碧心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 26 June 2018 | 21 September 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 June 2018 | 21 September 2020 |
| orientiert XYZ Securities Limited | RE | 9 | 29 May 2017 | 15 June 2018 |
| orientiert XYZ Securities Limited | RE | 4 | 29 May 2017 | 15 June 2018 |
| orientiert XYZ Securities Limited | RE | 1 | 29 May 2017 | 15 June 2018 |