SFC Licences of ZHOU Chen 周宸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 28 June 2018 | 13 March 2020 |
Merrill Lynch Far East Limited | RE | 4 | 28 June 2018 | 13 March 2020 |
Merrill Lynch Far East Limited | RE | 1 | 28 June 2018 | 13 March 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 June 2018 | 13 March 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 June 2018 | 13 March 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 June 2018 | 13 March 2020 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 12 June 2017 | 11 May 2018 |