SFC Licences of THOMAS Frederic Francois Mathieu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	1	03 October 2019	11 October 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	1	03 October 2019	11 October 2019
HSBC Investment Funds (Hong Kong) Limited	RE	1	08 August 2019	16 August 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	1	08 August 2019	16 August 2019
HSBC Investment Funds (Hong Kong) Limited	RE	1	14 May 2019	24 May 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	1	14 May 2019	24 May 2019
HSBC Investment Funds (Hong Kong) Limited	RE	1	18 March 2019	28 March 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	1	18 March 2019	28 March 2019
HSBC Investment Funds (Hong Kong) Limited	RE	1	24 January 2019	01 February 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	1	24 January 2019	01 February 2019
HSBC Investment Funds (Hong Kong) Limited	RE	1	05 October 2018	15 October 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	1	05 October 2018	15 October 2018
HSBC Investment Funds (Hong Kong) Limited	RE	1	10 July 2018	20 July 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	1	10 July 2018	20 July 2018
HSBC Investment Funds (Hong Kong) Limited	RE	1	11 October 2017	19 October 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	1	11 October 2017	19 October 2017
HSBC Investment Funds (Hong Kong) Limited	RE	1	11 May 2017	19 May 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	1	11 May 2017	19 May 2017