SFC Licences of TSE Tsz Kwan 謝子鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 04 January 2022 | |
Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RE | 6 | 17 August 2021 | 27 December 2021 |
HeungKong Capital Limited 香江資本有限公司 | RE | 6 | 09 March 2021 | 27 December 2021 |
Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RE | 1 | 09 March 2021 | 27 December 2021 |
Red Solar Capital Limited 綽耀資本有限公司 | RE | 6 | 08 January 2019 | 12 February 2021 |
Red Solar Capital Limited 綽耀資本有限公司 | RE | 1 | 08 January 2019 | 12 February 2021 |
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 02 March 2018 | 16 November 2018 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 30 November 2017 | 22 December 2017 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 30 November 2017 | 22 December 2017 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 1 | 30 November 2017 | 22 December 2017 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 6 | 26 June 2017 | 01 July 2017 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 26 June 2017 | 01 July 2017 |