SFC Licences of ZHU Judy 朱美祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 2 | 17 May 2023 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 17 May 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 01 June 2017 | 02 December 2021 |