SFC Licences of LEE Yuan Tat 李元達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RO | 6 | 13 February 2019 | 17 November 2020 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RO | 1 | 13 February 2019 | 17 November 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 4 | 16 October 2017 | 06 October 2022 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RO | 9 | 16 October 2017 | 17 November 2020 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RO | 4 | 16 October 2017 | 17 November 2020 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RO | 1 | 16 October 2017 | 17 November 2020 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RO | 2 | 22 August 2017 | 06 October 2022 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 1 | 22 August 2017 | 06 October 2022 |