SFC Licences of SO Fung Kwan 蘇鳳君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 March 2018 | 25 May 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 March 2018 | 25 May 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 22 May 2017 | 23 February 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 22 May 2017 | 23 February 2018 |