SFC Licences of CHAWLA Vanshika
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 28 February 2019 | 22 March 2019 |
UBS Securities Asia Limited | RE | 1 | 28 February 2019 | 22 March 2019 |
UBS Securities Asia Limited | RE | 1 | 31 May 2017 | 07 June 2017 |
UBS Securities Asia Limited | RE | 2 | 31 May 2017 | 07 June 2017 |