SFC Licences of MESOMERIS Spyros
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 21 November 2023 | 23 November 2023 |
UBS Securities Asia Limited | RE | 1 | 12 May 2023 | 17 May 2023 |
UBS Securities Asia Limited | RE | 1 | 14 January 2020 | 17 January 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 5 | 23 May 2017 | 26 May 2017 |