SFC Licences of WANG Tian 王天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 10 March 2022 23 September 2022
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 09 July 2020 09 February 2022
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 1 16 October 2019 12 June 2020
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 9 29 April 2019 12 June 2020
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 27 September 2018 04 April 2019
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 27 September 2018 04 April 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 31 January 2018 29 August 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 31 January 2018 29 August 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 31 January 2018 29 August 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 24 May 2017 17 October 2017
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 1 24 May 2017 17 October 2017