SFC Licences of GU Yuanmin 顧緣敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 06 October 2017 | 09 February 2021 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 06 October 2017 | 09 February 2021 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 October 2017 | 09 February 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 31 May 2017 | 08 September 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 31 May 2017 | 08 September 2017 |