SFC Licences of SUN Jianwen 孫建文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 07 February 2018 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 07 February 2018 | |
One China Securities Limited 一中證券有限公司 | RE | 2 | 05 December 2017 | 01 February 2018 |
One China Securities Limited 一中證券有限公司 | RE | 1 | 10 July 2017 | 01 February 2018 |