SFC Licences of TSOI Shing Hong, Bruce 蔡承康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 1 | 14 June 2019 | 29 May 2020 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 06 June 2018 | 01 March 2019 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 06 June 2018 | 01 March 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 May 2017 | 11 May 2018 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 29 May 2017 | 11 May 2018 |