SFC Licences of XIA Yinyin 夏愔愔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 28 June 2019 | 05 July 2019 |
UBS Securities Asia Limited | RE | 4 | 04 April 2019 | 12 April 2019 |
UBS Securities Asia Limited | RE | 4 | 08 November 2018 | 15 November 2018 |
UBS Securities Asia Limited | RE | 4 | 02 June 2017 | 09 June 2017 |