SFC Licences of TAPARIA Sourabh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 10 January 2020 | 14 January 2020 |
| UBS Securities Asia Limited | RE | 4 | 19 June 2019 | 25 June 2019 |
| UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 09 June 2017 |