SFC Licences of POON Dic Yan 潘廸恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 | RE | 1 | 07 March 2023 | |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 23 September 2021 | 17 February 2023 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 28 June 2017 | 11 June 2018 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 28 June 2017 | 11 June 2018 |