SFC Licences of CHAN Tin Wa Caesar 陳天華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 28 September 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 28 September 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 28 September 2023 | |
| Grande Capital Limited 均富融資有限公司 | RE | 6 | 18 April 2019 | 07 August 2021 |
| Altus Investments Limited | RE | 1 | 08 June 2017 | 21 January 2019 |
| Altus Capital Limited 浩德融資有限公司 | RE | 6 | 08 June 2017 | 21 January 2019 |