SFC Licences of HO Cho Ming, Jonathan 何祖銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 09 February 2024 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 09 February 2024 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 February 2024 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 18 August 2017 | 21 March 2023 |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 6 | 08 June 2017 | 07 August 2017 |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 1 | 08 June 2017 | 07 August 2017 |