SFC Licences of SUN Xiaowen 孫小文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 24 March 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 24 March 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 March 2022 | |
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 | RE | 1 | 23 June 2020 | 05 November 2021 |
Luzheng International Futures Limited 魯証國際期貨有限公司 | RE | 2 | 10 April 2019 | 30 April 2020 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 12 April 2018 | 01 March 2019 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 12 April 2018 | 01 March 2019 |
HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 19 June 2017 | 02 March 2018 |
HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 19 June 2017 | 02 March 2018 |
HGNH International Forex Co., Limited 橫華國際外滙有限公司 | RE | 3 | 19 June 2017 | 02 March 2018 |