SFC Licences of SUN Xiaowen 孫小文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 24 March 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 March 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 1 24 March 2022
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 RE 1 23 June 2020 05 November 2021
Luzheng International Futures Limited 魯証國際期貨有限公司 RE 2 10 April 2019 30 April 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 12 April 2018 01 March 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 12 April 2018 01 March 2019
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 19 June 2017 02 March 2018
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 19 June 2017 02 March 2018
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 19 June 2017 02 March 2018