SFC Licences of CHAPMAN-SMITH Mark Stuart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 13 June 2018 | 15 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 05 June 2017 | 09 June 2017 |