SFC Licences of XU Tiantian 徐天添

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 1 04 July 2022
DL Capital (HK) Limited 德林資本投資(香港)有限公司 RO 9 13 December 2021
DL Capital (HK) Limited 德林資本投資(香港)有限公司 RO 4 13 December 2021
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 4 11 January 2021
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 1 05 January 2021 04 July 2022
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 4 19 November 2020 11 January 2021
Lifan International Asset Management Limited 力帆國際資產管理有限公司 RO 4 03 June 2019 26 September 2020
Lifan International Asset Management Limited 力帆國際資產管理有限公司 RO 9 03 June 2019 26 September 2020
QMIS Securities Limited 華亞證券有限公司 RE 1 29 October 2018 30 April 2019
QMIS Asset Management Limited 華亞資產管理有限公司 RO 4 21 September 2018 30 April 2019
QMIS Asset Management Limited 華亞資產管理有限公司 RO 9 21 September 2018 30 April 2019
QMIS Asset Management Limited 華亞資產管理有限公司 RE 4 30 August 2018 21 September 2018
QMIS Asset Management Limited 華亞資產管理有限公司 RE 9 30 August 2018 21 September 2018
Lion Asset Management Limited 獅子資產管理有限公司 RO 9 21 March 2018 31 July 2018
Lion Asset Management Limited 獅子資產管理有限公司 RO 4 21 March 2018 31 July 2018