SFC Licences of TIAN Ge 田鴿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 11 December 2020 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 18 September 2018 | 11 September 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 18 September 2018 | 11 September 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 18 September 2018 | 11 September 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 September 2018 | 11 September 2020 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 22 June 2017 | 31 August 2018 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 22 June 2017 | 31 August 2018 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 22 June 2017 | 31 August 2018 |