SFC Licences of OHTA Tomoko
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 4 | 14 November 2022 | 30 September 2023 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 1 | 14 November 2022 | 30 September 2023 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 12 September 2018 | 02 September 2020 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 22 June 2017 | 02 September 2020 |