SFC Licences of HO Jonathan Chi Yan 何摯恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 13 August 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 13 August 2021
CLSA Limited 中信里昂證券有限公司 RE 1 13 August 2021
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 18 June 2019 22 July 2021
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 17 June 2019 22 July 2021
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 17 June 2019 22 July 2021
Octal Capital Limited 八方金融有限公司 RE 6 05 January 2018 05 June 2019
Octal Capital Limited 八方金融有限公司 RE 1 05 January 2018 05 June 2019
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 RE 1 15 June 2017 29 December 2017