SFC Licences of HO Jonathan Chi Yan 何摯恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 13 August 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 13 August 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 13 August 2021 | |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 18 June 2019 | 22 July 2021 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 17 June 2019 | 22 July 2021 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 17 June 2019 | 22 July 2021 |
Octal Capital Limited 八方金融有限公司 | RE | 6 | 05 January 2018 | 05 June 2019 |
Octal Capital Limited 八方金融有限公司 | RE | 1 | 05 January 2018 | 05 June 2019 |
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 1 | 15 June 2017 | 29 December 2017 |