SFC Licences of YANG Yang 楊瑒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 17 January 2024 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 17 August 2021 | 28 December 2023 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 28 July 2021 | 28 December 2023 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 28 July 2021 | 28 December 2023 |
Silk Road International Capital Limited 絲路國際資本有限公司 | RE | 4 | 16 June 2017 | 02 July 2021 |
Silk Road International Capital Limited 絲路國際資本有限公司 | RE | 1 | 16 June 2017 | 02 July 2021 |