SFC Licences of GUO Yujie 郭宇杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 12 July 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 12 July 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 12 July 2023 | |
| Natixis Asia Limited | RE | 5 | 20 June 2017 | 26 June 2019 |
| Natixis Asia Limited | RE | 1 | 20 June 2017 | 26 June 2019 |
| Natixis Asia Limited | RE | 2 | 20 June 2017 | 26 June 2019 |
| Natixis Asia Limited | RE | 4 | 20 June 2017 | 26 June 2019 |