SFC Licences of XIE Gu 謝谷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 July 2017 | 07 April 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 11 July 2017 | 07 April 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 11 July 2017 | 07 April 2021 |
| Merrill Lynch Far East Limited | RE | 4 | 11 July 2017 | 07 April 2021 |
| Merrill Lynch Far East Limited | RE | 6 | 11 July 2017 | 07 April 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 July 2017 | 07 April 2021 |