SFC Licences of HE Wenbo 賀文博

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lakeville Capital Management Limited RE 9 30 March 2022
Lazard Asia (Hong Kong) Limited RE 6 12 September 2018 17 December 2021
Lazard Asia (Hong Kong) Limited RE 4 12 September 2018 17 December 2021
Lazard Asia (Hong Kong) Limited RE 1 12 September 2018 17 December 2021
CLSA Limited 中信里昂證券有限公司 RE 1 20 June 2017 18 August 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 20 June 2017 18 August 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 20 June 2017 18 August 2018
CLSA Limited 中信里昂證券有限公司 RE 4 20 June 2017 18 August 2018