SFC licenceholder BJU213 XIAO Wen 肖文

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 RO 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2020-02-26
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 RE 9 (Asset Management), 4 (Advising on Securities) 2020-01-22 2020-02-26
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-09-18 2019-09-14