SFC licenceholder BJU213 XIAO Wen 肖文
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RO | 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) | 2020-02-26 | |
| Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2020-01-22 | 2020-02-26 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-09-18 | 2019-09-14 |