SFC Licences of ZHANG Yan 張龑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ubiquant Asset Management Co., Limited | RO | 9 | 25 October 2023 | |
| Ubiquant Asset Management Co., Limited | RO | 4 | 25 October 2023 | |
| Ubiquant Asset Management Co., Limited | RE | 9 | 30 August 2023 | 25 October 2023 |
| Ubiquant Asset Management Co., Limited | RE | 4 | 30 August 2023 | 25 October 2023 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RO | 4 | 11 August 2017 | 26 May 2023 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RO | 9 | 11 August 2017 | 26 May 2023 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 9 | 13 July 2017 | 11 August 2017 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 13 July 2017 | 11 August 2017 |