SFC Licences of CHONG Ping Leong, Peter 莊秉量

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sigma Management Limited 思格有限公司	RO	9	30 December 2022
Sigma Management Limited 思格有限公司	RO	4	30 December 2022
Sigma Management Limited 思格有限公司	RE	9	16 November 2022	30 December 2022
Sigma Management Limited 思格有限公司	RE	4	16 November 2022	30 December 2022
Pulun International Securities Limited 普倫國際證券有限公司	RO	4	28 April 2022	24 October 2022
Pulun International Securities Limited 普倫國際證券有限公司	RO	1	28 April 2022	24 October 2022
Pulun International Asset Management Limited 普倫國際資產管理有限公司	RO	9	28 April 2022	24 October 2022
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RO	9	23 November 2021	25 March 2022
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RO	4	23 November 2021	25 March 2022
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RO	1	23 November 2021	25 March 2022
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	9	19 February 2021	23 November 2021
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	4	19 February 2021	23 November 2021
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	1	29 January 2021	23 November 2021
China Industrial Securities International Futures Limited 興證國際期貨有限公司	RE	2	18 September 2017	31 December 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	22 June 2017	31 December 2020