SFC Licences of XU Lei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Minority Asset Management Limited 少數派基金管理有限公司 | RO | 9 | 23 August 2021 | 31 January 2024 |
Minority Asset Management Limited 少數派基金管理有限公司 | RE | 9 | 07 June 2021 | 23 August 2021 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RO | 9 | 16 November 2017 | 06 August 2019 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 30 June 2017 | 16 November 2017 |