SFC Licences of XU Lei

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Minority Asset Management Limited 少數派基金管理有限公司 RO 9 23 August 2021 31 January 2024
Minority Asset Management Limited 少數派基金管理有限公司 RE 9 07 June 2021 23 August 2021
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 16 November 2017 06 August 2019
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 30 June 2017 16 November 2017