SFC Licences of CHEN Mingxiao 陳明瀟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Apollo Management Asia Pacific Limited RE 4 10 December 2021
Apollo Management Asia Pacific Limited RE 1 05 October 2020
Merrill Lynch (Asia Pacific) Limited RE 1 18 July 2017 06 September 2019
Merrill Lynch (Asia Pacific) Limited RE 4 18 July 2017 06 September 2019
Merrill Lynch (Asia Pacific) Limited RE 6 18 July 2017 06 September 2019
Merrill Lynch Far East Limited RE 1 18 July 2017 06 September 2019
Merrill Lynch Far East Limited RE 4 18 July 2017 06 September 2019
Merrill Lynch Far East Limited RE 6 18 July 2017 06 September 2019