SFC Licences of CHEN Mingxiao 陳明瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Apollo Management Asia Pacific Limited | RE | 4 | 10 December 2021 | |
Apollo Management Asia Pacific Limited | RE | 1 | 05 October 2020 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 July 2017 | 06 September 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 July 2017 | 06 September 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 18 July 2017 | 06 September 2019 |
Merrill Lynch Far East Limited | RE | 1 | 18 July 2017 | 06 September 2019 |
Merrill Lynch Far East Limited | RE | 4 | 18 July 2017 | 06 September 2019 |
Merrill Lynch Far East Limited | RE | 6 | 18 July 2017 | 06 September 2019 |