SFC Licences of LIM Dae Hyuck 任大赫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 9 | 02 June 2021 | 30 November 2022 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 4 | 26 April 2021 | 30 November 2022 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 1 | 26 April 2021 | 30 November 2022 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 | RE | 4 | 19 March 2021 | 07 April 2021 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 | RE | 1 | 19 March 2021 | 07 April 2021 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 9 | 04 November 2019 | 15 March 2021 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 4 | 04 November 2019 | 15 March 2021 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 1 | 04 November 2019 | 15 March 2021 |
| LGT Investment Management (Asia) Limited | RE | 1 | 30 June 2017 | 12 July 2017 |