SFC Licences of LIU Xiwei 劉熹薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 03 December 2021 01 September 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 03 December 2021 01 September 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 03 December 2021 01 September 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 01 April 2020 09 December 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 01 April 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 25 March 2020 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 25 March 2020 09 December 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 25 March 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 25 March 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 25 March 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 25 March 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 25 March 2020
UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 RE 1 17 July 2017 28 February 2020
UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 RE 4 17 July 2017 28 February 2020
UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 RE 9 17 July 2017 28 February 2020