SFC Licences of LI Siyuan 李思源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 January 2019 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 14 January 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 07 August 2017 | 07 December 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 07 August 2017 | 07 December 2018 |