SFC Licences of LI Pui Wai, Crystal 李沛慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pollock Asset Management Limited 普樂資本有限公司 RO 4 04 December 2020
Pollock Asset Management Limited 普樂資本有限公司 RO 1 04 December 2020
Pollock Asset Management Limited 普樂資本有限公司 RE 9 14 June 2019
Pollock Asset Management Limited 普樂資本有限公司 RE 4 25 January 2019 04 December 2020
Pollock Asset Management Limited 普樂資本有限公司 RE 1 25 January 2019 04 December 2020
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 03 July 2017 12 December 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 03 July 2017 12 December 2018