SFC Licences of LI Pui Wai, Crystal 李沛慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pollock Asset Management Limited 普樂資本有限公司 | RO | 4 | 04 December 2020 | |
Pollock Asset Management Limited 普樂資本有限公司 | RO | 1 | 04 December 2020 | |
Pollock Asset Management Limited 普樂資本有限公司 | RE | 9 | 14 June 2019 | |
Pollock Asset Management Limited 普樂資本有限公司 | RE | 4 | 25 January 2019 | 04 December 2020 |
Pollock Asset Management Limited 普樂資本有限公司 | RE | 1 | 25 January 2019 | 04 December 2020 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 03 July 2017 | 12 December 2018 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 03 July 2017 | 12 December 2018 |