SFC Licences of LUI Cheuk Him 呂卓謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 25 July 2022 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 25 July 2022 | |
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 1 | 23 March 2020 | 04 July 2022 |
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 03 June 2019 | 04 July 2022 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 03 June 2019 | 04 July 2022 |
Apastron Capital Limited | RE | 6 | 15 August 2017 | 31 January 2019 |
Apastron Capital Limited | RE | 1 | 15 August 2017 | 31 January 2019 |