SFC Licences of ZONG Yi 宗意
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 27 July 2020 | |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 18 March 2019 | 09 July 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 06 July 2017 | 15 February 2019 |