SFC Licences of LIU Yan 劉彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 15 June 2021 | 15 June 2021 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 15 June 2021 | 15 June 2021 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 15 June 2021 | 15 June 2021 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 9 | 15 June 2021 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 4 | 15 June 2021 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 1 | 15 June 2021 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 9 | 14 December 2017 | 02 March 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 4 | 14 December 2017 | 02 March 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 1 | 14 December 2017 | 02 March 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 26 October 2017 | 14 December 2017 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 26 October 2017 | 14 December 2017 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 26 October 2017 | 14 December 2017 |