SFC Licences of XIA Tianci 夏天慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 20 June 2022 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 20 June 2022 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 20 June 2022 | 26 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 20 June 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 June 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 June 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 18 July 2017 | 13 May 2022 |